AIFMD Annex IV Code Tables & ESMA Enumerations

Reference

Appendices — ESMA code tables

These reference tables reproduce the ESMA code lists used throughout the AIFMD Annex IV template. Use them to map each reported position, strategy or status change to the exact code the XML file must carry.

Appendix A — Table 1: Asset-type taxonomy

Every exposure reported at Q94–102 and Q121–124 must be mapped to a sub-asset type code from this list.

Macro code	Macro label	Asset code	Asset label	Sub-asset code	Sub-asset label
SEC	Securities	SEC_CSH	Cash and cash equivalent	SEC_CSH_CODP	Certificates of deposit
SEC	Securities	SEC_CSH	Cash and cash equivalent	SEC_CSH_COMP	Commercial papers
SEC	Securities	SEC_CSH	Cash and cash equivalent	SEC_CSH_OTHD	Other deposits
SEC	Securities	SEC_CSH	Cash and cash equivalent	SEC_CSH_OTHC	Other cash and cash equivalents (excluding government securities)
SEC	Securities	SEC_LEQ	Listed equities	SEC_LEQ_IFIN	Listed equities issued by financial institutions
SEC	Securities	SEC_LEQ	Listed equities	SEC_LEQ_OTHR	Other listed equity
SEC	Securities	SEC_UEQ	Unlisted equities	SEC_UEQ_UEQY	Unlisted equities
SEC	Securities	SEC_CPN	Corporate bonds not issued by financial institutions	SEC_CPN_INVG	Corporate bonds not issued by financial institutions-Investment grade
SEC	Securities	SEC_CPN	Corporate bonds not issued by financial institutions	SEC_CPN_NIVG	Corporate bonds not issued by financial institutions-Non-investment grade
SEC	Securities	SEC_CPI	Corporate bonds issued by financial institutions	SEC_CPI_INVG	Corporate bonds issued by financial institutions-Investment grade
SEC	Securities	SEC_CPI	Corporate bonds issued by financial institutions	SEC_CPI_NIVG	Corporate bonds issued by financial institutions-Non-investment grade
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_EUBY	EU bonds with a 0-1 year term to maturity
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_EUBM	EU bonds with a 1+ year term to maturity
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_NOGY	Non-G10 bonds with a 0-1 year term to maturity
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_NOGM	Non-G10 bonds with a 1+ year term to maturity
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_EUGY	G10 non EU bonds with a 0-1 year term to maturity
SEC	Securities	SEC_SBD	Sovereign bonds	SEC_SBD_EUGM	G10 non EU bonds with a 1+ year term to maturity
SEC	Securities	SEC_MBN	Municipal bonds	SEC_MBN_MNPL	Municipal bonds
SEC	Securities	SEC_CBN	Convertible bonds not issued by financial institutions	SEC_CBN_INVG	Convertible bonds not issued by financial institutions-Investment grade
SEC	Securities	SEC_CBN	Convertible bonds not issued by financial institutions	SEC_CBN_NIVG	Convertible bonds not issued by financial institutionsNon-investment grade
SEC	Securities	SEC_CBI	Convertible bonds issued by financial institutions	SEC_CBI_INVG	Convertible bonds issued by financial institutionsInvestment grade
SEC	Securities	SEC_CBI	Convertible bonds issued by financial institutions	SEC_CBI_NIVG	Convertible bonds issued by financial institutions-Non-investment grade
SEC	Securities	SEC_LON	Loans	SEC_LON_LEVL	Leveraged loans
SEC	Securities	SEC_LON	Loans	SEC_LON_OTHL	Other loans
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_SABS	ABS
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_RMBS	RMBS
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_CMBS	CMBS
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_AMBS	Agency MBS
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_ABCP	ABCP
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_CDOC	CDO/CLO
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_STRC	Structured certificates
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_SETP	ETP
SEC	Securities	SEC_SSP	Structured/securitised products	SEC_SSP_OTHS	Other Structured/securitised products
DER	Derivatives	DER_EQD	Equity derivatives	DER_EQD_FINI	Equity derivatives related to financial institutions
DER	Derivatives	DER_EQD	Equity derivatives	DER_EQD_OTHD	Other equity derivatives
DER	Derivatives	DER_FID	Fixed income derivatives	DER_FID_FIXI	Fixed income derivatives
DER	Derivatives	DER_CDS	CDS	DER_CDS_SNFI	Single name financial CDS
DER	Derivatives	DER_CDS	CDS	DER_CDS_SNSO	Single name sovereign CDS
DER	Derivatives	DER_CDS	CDS	DER_CDS_SNOT	Single name other CDS
DER	Derivatives	DER_CDS	CDS	DER_CDS_INDX	Index CDS
DER	Derivatives	DER_CDS	CDS	DER_CDS_EXOT	Exotic (incl. credit default tranche)
DER	Derivatives	DER_CDS	CDS	DER_CDS_OTHR	Other CDS
DER	Derivatives	DER_FEX	Foreign exchange	DER_FEX_INVT	Foreign exchange (for investment purposes)
DER	Derivatives	DER_FEX	Foreign exchange	DER_FEX_HEDG	Foreign exchange (for hedging purposes)
DER	Derivatives	DER_IRD	Interest rate derivatives	DER_IRD_INTR	Interest rate derivatives
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_ECOL	Energy/Crude oil
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_ENNG	Energy/Natural gas
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_ENPW	Energy/Power
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_ENOT	Energy/Other
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_PMGD	Precious metals/Gold
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_PMOT	Precious metals/Other
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_OTIM	Other commodities/Industrial metals
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_OTLS	Other commodities/Livestock
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_OTAP	Other commodities/Agricultural products
DER	Derivatives	DER_CTY	Commodity derivatives	DER_CTY_OTHR	Other commodities/Other
DER	Derivatives	DER_OTH	Other derivatives	DER_OTH_OTHR	Other derivatives
PHY	Physical (Real / Tangible Assets)	PHY_RES	Physical: real estate	PHY_RES_RESL	Residential real estate
PHY	Physical (Real / Tangible Assets)	PHY_RES	Physical: real estate	PHY_RES_COML	Commercial real estate
PHY	Physical (Real / Tangible Assets)	PHY_RES	Physical: real estate	PHY_RES_OTHR	Other real estate
PHY	Physical (Real / Tangible Assets)	PHY_CTY	Physical: Commodities	PHY_CTY_PCTY	Physical: Commodities
PHY	Physical (Real / Tangible Assets)	PHY_TIM	Physical: Timber	PHY_TIM_PTIM	Physical: Timber
PHY	Physical (Real / Tangible Assets)	PHY_ART	Physical: Art and collectables	PHY_ART_PART	Physical: Art and collectables
PHY	Physical (Real / Tangible Assets)	PHY_TPT	Physical: Transportation assets	PHY_TPT_PTPT	Physical: Transportation assets
PHY	Physical (Real / Tangible Assets)	PHY_OTH	Physical: Other	PHY_OTH_OTHR	Physical: Other
CIU	Collective Investment Undertakings	CIU_OAM	Investment in CIU operated/managed by the AIFM	CIU_OAM_MMFC	Investment in CIU operated/managed by the AIFM-Money Market Funds and cash management CIU
CIU	Collective Investment Undertakings	CIU_OAM	Investment in CIU operated/managed by the AIFM	CIU_OAM_AETF	Investment in CIU operated/managed by the AIFM-ETF
CIU	Collective Investment Undertakings	CIU_OAM	Investment in CIU operated/managed by the AIFM	CIU_OAM_OTHR	Investment in CIU operated/managed by the AIFM-Other CIU
CIU	Collective Investment Undertakings	CIU_NAM	Investment in CIU not operated/managed by the AIFM	CIU_NAM_MMFC	Investment in CIU not operated/managed by the AIFM-Money Market Funds and cash management CIU
CIU	Collective Investment Undertakings	CIU_NAM	Investment in CIU not operated/managed by the AIFM	CIU_NAM_AETF	Investment in CIU not operated/managed by the AIFM-ETF
CIU	Collective Investment Undertakings	CIU_NAM	Investment in CIU not operated/managed by the AIFM	CIU_NAM_OTHR	Investment in CIU not operated/managed by the AIFM-Other CIU
OTH	Investments in other asset classes	OTH_OTH	Total Other	OTH_OTH_OTHR	Total Other
NTA	N/A	NTA_NTA	N/A	NTA_NTA_NOTA	N/A

Appendix B — Investment strategy codes (Q58)

Complete only the sub-list matching the predominant AIF type selected at Q57.

Strategy	Code
— Hedge Fund strategies (Q57 = Hedge Fund)
Equity: Long Bias	EQTY_LGBS
Equity: Long/Short	EQTY_LGST
Equity: Market Neutral	EQTY_MTNL
Equity: Short Bias	EQTY_STBS
Relative Value: Fixed Income Arbitrage	RELV_FXIA
Relative Value: Convertible Bond Arbitrage	RELV_CBAR
Relative Value: Volatility Arbitrage	RELV_VLAR
Event Driven: Distressed/Restructuring	EVDR_DSRS
Event Driven: Risk/Merger Arbitrage	EVDR_RAMA
Event Driven: Equity Special Situations	EVDR_EYSS
Credit Long/Short	CRED_LGST
Credit Asset Based Lending	CRED_ABLG
Macro	MACR_MACR
Managed Futures/CTA: Fundamental	MANF_CTAF
Managed Futures/CTA: Quantitative	MANF_CTAQ
Multi-strategy hedge fund	MULT_HFND
Other hedge fund strategy	OTHR_HFND
— Private Equity strategies (Q57 = Private Equity)
Venture Capital	VENT_CAPL
Growth Capital	GRTH_CAPL
Mezzanine Capital	MZNE_CAPL
Multi-strategy private equity fund	MULT_PEQF
Other private equity strategy	OTHR_PEQF
— Real Estate strategies (Q57 = Real Estate)
Residential real estate	RESL_REST
Commercial real estate	COML_REST
Industrial real estate	INDL_REST
Multi-strategy real estate fund	MULT_REST
Other real estate strategy	OTHR_REST
— Fund of Funds strategies (Q57 = Fund of Funds)
Fund of hedge funds	FOFS_FHFS
Fund of private equity	FOFS_PRIV
Other fund of funds	OTHR_FOFS
— Other strategies (Q57 = Other)
Commodity fund	OTHR_COMF
Equity fund	OTHR_EQYF
Fixed income fund	OTHR_FXIF
Infrastructure fund	OTHR_INFF
Other fund	OTHR_OTHF

Appendix C — Investor group type codes (Q208)

Investor group	Code
Non-financial corporations	NFCO
Banks	BANK
Other collective investment undertakings	OCIU
Other financial institutions	OFIN
Insurance corporations	INSC
Pension funds	PFND
General government	GENG
Households	HHLD
Unknown	UNKN
None	NONE

Appendix D — Market-risk measure codes (Q138)

Risk measure	Code	Notes
Net Equity Delta	NET_EQTY_DELTA	Sensitivity of equity positions
Net DV01	NET_DV01	Rate sensitivity, buckets <5y / 5–15y / >15y
Net CS01	NET_CS01	Credit-spread sensitivity, same maturity buckets
Vega exposure	VEGA_EXPO	At current and shifted market levels (NCA may require)
VaR	VAR	Value at Risk (NCA may require)
Net FX Delta	NET_FX_DELTA	FX sensitivity (NCA may require)
Net Commodity Delta	NET_CTY_DELTA	Commodity sensitivity (NCA may require)

Appendix E — Table 10: Frequency change codes (Q10, Q12)

When an AIFM/AIF moves between yearly, half-yearly and quarterly reporting, the code below governs how the transition period is reported. N/A denotes a first (new) reporting obligation.

Frequency before	Frequency after	Change code	Quarter of change	Q1	Q2	Q3	Q4
Yearly	Half yearly	YH	Q2				Q1 to Q4
Yearly	Half yearly	YH	Q3				Q1 to Q4
Yearly	Half yearly	YH	Q4				Q1 to Q4
Yearly	Quarterly	YQ	Q1		Q1 to Q2	Q3	Q4
Yearly	Quarterly	YQ	Q2			Q1 to Q3	Q4
Yearly	Quarterly	YQ	Q3				Q1 to Q4
Yearly	Quarterly	YQ	Q4				Q1 to Q4
Half yearly	Yearly	HY	Q1				Q1 to Q4
Half yearly	Yearly	HY	Q2				Q1 to Q4
Half yearly	Yearly	HY	Q3		Q1 to Q2		Q3 to Q4
Half yearly	Yearly	HY	Q4		Q1 to Q2		Q3 to Q4
Half yearly	Half yearly		Q1		Q1 to Q2		Q3 to Q4
Half yearly	Half yearly		Q2		Q1 to Q2		Q3 to Q4
Half yearly	Half yearly		Q3		Q1 to Q2		Q3 to Q4
Half yearly	Half yearly		Q4		Q1 to Q2		Q3 to Q4
Half yearly	Quarterly	HQ	Q1		Q1 to Q2	Q3	Q4
Half yearly	Quarterly	HQ	Q2		Q1 to Q2	Q3	Q4
Half yearly	Quarterly	HQ	Q3		Q1 to Q2		Q3 to Q4
Half yearly	Quarterly	HQ	Q4		Q1 to Q2		Q3 to Q4
Quarterly	Yearly	QY	Q1				Q1 to Q4
Quarterly	Yearly	QY	Q2	Q1			Q2 to Q4
Quarterly	Yearly	QY	Q3	Q1	Q2		Q3 to Q4
Quarterly	Yearly	QY	Q4	Q1	Q2	Q3	Q4
Quarterly	Half yearly	QH	Q1		Q1 to Q2		Q3 to Q4
Quarterly	Half yearly	QH	Q2	Q1	Q2		Q3 to Q4
Quarterly	Half yearly	QH	Q3	Q1	Q2		Q3 to Q4
Quarterly	Half yearly	QH	Q4	Q1	Q2	Q3	Q4
Quarterly	Quarterly		Q1	Q1	Q2	Q3	Q4
Quarterly	Quarterly		Q2	Q1	Q2	Q3	Q4
Quarterly	Quarterly		Q3	Q1	Q2	Q3	Q4
Quarterly	Quarterly		Q4	Q1	Q2	Q3	Q4
N/A	Quarterly	NQ	Q1		Q2	Q3	Q4
N/A	Quarterly	NQ	Q2			Q3	Q4
N/A	Quarterly	NQ	Q3				Q4
N/A	Quarterly	NQ	Q4
N/A	Half yearly	NH	Q1		Q1 to Q2		Q3 to Q4
N/A	Half yearly	NH	Q2				Q3 to Q4
N/A	Half yearly	NH	Q3				Q4
N/A	Half yearly	NH	Q4
N/A	Yearly	NY	Q1				Q2 to Q4
N/A	Yearly	NY	Q2				Q3 to Q4
N/A	Yearly	NY	Q3				Q4
N/A	Yearly	NY	Q4

Appendix F — Table 8: AIFM reporting-status change matrix (Q10–12)

Each row is a before/after change of the AIFM reporting status, with the frequency and contents change codes to report. 72 cases.

Case	Status before	Code	Freq. before	Contents before	Status after	Code	Freq. after	Contents after	Freq. change	Contents change
1	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	YQ	6
2	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	YH	6
3	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed		6
4	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed		6
5	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State		5
6	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	YQ	5
7	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	YH	5
8	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State		5
9	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	QH
10	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	QY	1
11	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	QY
12	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	QY
13	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	QY	2
14	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State		2
15	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	QH	2
16	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	QY	2
17	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	HQ
18	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	HY	1
19	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	HY
20	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	HY
21	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	HY	2
22	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	HQ	2
23	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	N/	2
24	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	HY	2
25	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	YQ
26	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	YH
27	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed
28	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	Registered AIFM	1	Yearly	3(3d) for all AIFs managed		1
29	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State		2
30	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	YQ	2
31	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	YH	2
32	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State		2
33	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed
34	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	YH
35	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	YQ
36	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	Registered AIFM	1	Yearly	3(3d) for all AIFs managed		1
37	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State		2
38	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	YQ	2
39	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	YH	2
40	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State		2
41	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed		4
42	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	YH	4
43	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	YQ	4
44	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	Registered AIFM	1	Yearly	3(3d) for all AIFs managed		3
45	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed		4
46	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	YH
47	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	YQ
48	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State
49	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	HY	4
50	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed		4
51	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	HQ	4
52	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	HY	3
53	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	HY	4
54	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	HY
55	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	HQ
56	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	HY
57	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed		4
58	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	YH	4
59	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed	YQ	4
60	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	Registered AIFM	1	Yearly	3(3d) for all AIFs managed		3
61	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed		4
62	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	YH
63	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	YQ
64	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State
65	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	Authorised AIFM (opt-in)	2	Yearly	24(1) for all AIFs managed	QY	4
66	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with half yearly obligation	4	Half yearly	24(1) for all AIFs managed	QH	4
67	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with quarterly obligation	5	Quarterly	24(1) for all AIFs managed		4
68	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	Registered AIFM	1	Yearly	3(3d) for all AIFs managed	QY	3
69	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	3	Yearly	24(1) for all AIFs managed	QY	4
70	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with half yearly obligation	8	Half yearly	24(1) for all AIFs marketed in the Member State	QH
71	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with annual obligation	6	Yearly	24(1) for all AIFs marketed in the Member State	QY
72	Non-EU AIFM under Private Placement Regime with quarterly obligation	9	Quarterly	24(1) for all AIFs marketed in the Member State	Non-EU AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	7	Yearly	24(1) for all AIFs marketed in the Member State	QY

Appendix G — Table 9: AIF reporting-status change matrix (Q10–12)

The AIF status-change matrix is exhaustive (2,352 cases covering every combination of AIF characteristics). The first 40 cases are shown below as a representative extract; the complete matrix is in the ESMA reporting guidelines and your template workbook.

Case	AIF code (before)	AIFM status	Unlev. non-listed	Leveraged	EU AIF	Marketed in Union	Marketed in MS	>€500m	Freq.	Contents	AIF code (after)	AIFM status	Unlev. non-listed	Leveraged	EU AIF	Marketed in Union	Marketed in MS	>€500m	Freq.	Contents	Freq. change	Contents change
1	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	3	Authorised AIFM (opt-in)	No	Yes	No	Yes	Yes/No	No	Yearly	24(1)+(2)+(4)		17
2	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	2	Authorised AIFM (opt-in)	No	Yes	Yes	Yes/No	Yes/No	No	Yearly	24(1)+(2)+(4)		17
3	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	7	Authorised AIFM (opt-in)	Yes/No	No	No	No	No	No	Yearly	24(1)		19
4	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	6	Authorised AIFM (opt-in)	Yes/No	No	No	Yes	Yes/No	No	Yearly	24(1)+(2)		18
5	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	5	Authorised AIFM (opt-in)	Yes/No	No	Yes	Yes/No	Yes/No	No	Yearly	24(1)+(2)		18
6	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	16	Authorised AIFM with half yearly obligation	No	No	No	No	No	No	Half yearly	24(1)	YH	19
7	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	25	Authorised AIFM with half yearly obligation	No	No	No	No	No	Yes	Quarterly	24(1)	YQ	19
8	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	15	Authorised AIFM with half yearly obligation	No	No	No	Yes	Yes/No	No	Half yearly	24(1)+(2)	YH	18
9	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	24	Authorised AIFM with half yearly obligation	No	No	No	Yes	Yes/No	Yes	Quarterly	24(1)+(2)	YQ	18
10	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	14	Authorised AIFM with half yearly obligation	No	No	Yes	Yes/No	Yes/No	No	Half yearly	24(1)+(2)	YH	18
11	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	23	Authorised AIFM with half yearly obligation	No	No	Yes	Yes/No	Yes/No	Yes	Quarterly	24(1)+(2)	YQ	18
12	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	13	Authorised AIFM with half yearly obligation	No	Yes	No	No	No	No	Half yearly	24(1)+(4)	YH
13	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	22	Authorised AIFM with half yearly obligation	No	Yes	No	No	No	Yes	Quarterly	24(1)+(4)	YQ
14	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	12	Authorised AIFM with half yearly obligation	No	Yes	No	Yes	Yes/No	No	Half yearly	24(1)+(2)+(4)	YH	17
15	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	21	Authorised AIFM with half yearly obligation	No	Yes	No	Yes	Yes/No	Yes	Quarterly	24(1)+(2)+(4)	YQ	17
16	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	11	Authorised AIFM with half yearly obligation	No	Yes	Yes	Yes/No	Yes/No	No	Half yearly	24(1)+(2)+(4)	YH	17
17	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	20	Authorised AIFM with half yearly obligation	No	Yes	Yes	Yes/No	Yes/No	Yes	Quarterly	24(1)+(2)+(4)	YQ	17
18	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	19	Authorised AIFM with half yearly obligation	Yes	No	No	No	No	Yes/No	Yearly	24(1)		19
19	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	18	Authorised AIFM with half yearly obligation	Yes	No	No	Yes	Yes/No	Yes/No	Yearly	24(1)+(2)		18
20	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	17	Authorised AIFM with half yearly obligation	Yes	No	Yes	Yes/No	Yes/No	Yes/No	Yearly	24(1)+(2)		18
21	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	10	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	Yes	No	No	No	No	Yes/No	Yearly	24(1)		19
22	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	9	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	Yes	No	No	Yes	Yes/No	Yes/No	Yearly	24(1)+(2)		18
23	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	8	Authorised AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control	Yes	No	Yes	Yes/No	Yes/No	Yes/No	Yearly	24(1)+(2)		18
24	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	34	Authorised AIFM with quarterly obligation	No	No	No	No	No	Yes/No	Quarterly	24(1)	YQ	19
25	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	33	Authorised AIFM with quarterly obligation	No	No	No	Yes	Yes/No	Yes/No	Quarterly	24(1)+(2)	YQ	18
26	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	32	Authorised AIFM with quarterly obligation	No	No	Yes	Yes/No	Yes/No	Yes/No	Quarterly	24(1)+(2)	YQ	18
27	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	31	Authorised AIFM with quarterly obligation	No	Yes	No	No	No	Yes/No	Quarterly	24(1)+(4)	YQ
28	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	30	Authorised AIFM with quarterly obligation	No	Yes	No	Yes	Yes/No	Yes/No	Quarterly	24(1)+(2)+(4)	YQ	17
29	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	29	Authorised AIFM with quarterly obligation	No	Yes	Yes	Yes/No	Yes/No	Yes/No	Quarterly	24(1)+(2)+(4)	YQ	17
30	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	28	Authorised AIFM with quarterly obligation	Yes	No	No	No	No	Yes/No	Yearly	24(1)		19
31	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	27	Authorised AIFM with quarterly obligation	Yes	No	No	Yes	Yes/No	Yes/No	Yearly	24(1)+(2)		18
32	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	26	Authorised AIFM with quarterly obligation	Yes	No	Yes	Yes/No	Yes/No	Yes/No	Yearly	24(1)+(2)		18
33	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	35	Non-EU AIFM under Private Placement Regime with annual obligation	No	Yes	No	Yes	Yes	No	Yearly	24(1)+(2)+(4)		17
34	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	36	Non-EU AIFM under Private Placement Regime with annual obligation	Yes/No	No	No	Yes	Yes	No	Yearly	24(1)+(2)		18
35	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)		Non-EU AIFM under Private Placement Regime with annual obligation	Yes/No	Yes/No	Yes/No	No	No	Yes/No	N/A	N/A
36	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	39	Non-EU AIFM under Private Placement Regime with half yearly obligation	No	No	No	Yes	Yes	No	Half yearly	24(1)+(2)	YH	18
37	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	42	Non-EU AIFM under Private Placement Regime with half yearly obligation	No	No	No	Yes	Yes	Yes	Quarterly	24(1)+(2)	YQ	18
38	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	38	Non-EU AIFM under Private Placement Regime with half yearly obligation	No	Yes	No	Yes	Yes	No	Half yearly	24(1)+(2)+(4)	YH	17
39	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)	41	Non-EU AIFM under Private Placement Regime with half yearly obligation	No	Yes	No	Yes	Yes	Yes	Quarterly	24(1)+(2)+(4)	YQ	17
40	4	Authorised AIFM (opt-in)	No	Yes	No	No	No	No	Yearly	24(1)+(4)		Non-EU AIFM under Private Placement Regime with half yearly obligation	Yes/No	Yes/No	Yes/No	No	No	Yes/No	N/A	N/A

Appendix H — XSD codes & enumerations (technical)

Enumerations taken directly from the ESMA XSD schemas AIFMD_DATMAN_V1.2 and AIFMD_DATAIF_V1.2. Use them to populate the header elements of the XML file.

Filing type (Item 4) & cancellation flag

Code	Meaning
INIT	Initial reporting for the reporting period
AMND	Amendment to a reporting previously submitted
C	Cancellation by the reporting firm (sent in a CancellationRecordInfo record)

Reporting period type (Item 8)

Code	Meaning
Q1	1st quarter
Q2	2nd quarter
Q3	3rd quarter
Q4	4th quarter
H1	1st half-year
H2	2nd half-year
Y1	Calendar year
X1	Q1 to Q3 (obligation change)
X2	Q2 to Q4 (obligation change)

AIFM content type (AIFM Item 5)

Code	Meaning
1	24(1) reporting contents for all AIFs managed
2	3(3)(d) reporting contents for all AIFs managed
3	24(1) reporting contents for all AIFs marketed in the Member State

AIF content type (AIF Item 5)

Code	Meaning
1	24(1) reporting obligation
2	24(1) + 24(2) reporting obligation
3	3(3)(d) reporting obligation
4	24(1) + 24(2) + 24(4) reporting obligation
5	24(1) + 24(4) reporting obligation

AIFM reporting code (AIFM Item 16)

Code	AIFM reporting category
1	Registered AIFM (Art. 3)
2	Authorised AIFM (opt-in, Art. 7)
3	Authorised, only unleveraged AIFs investing in non-listed companies/issuers to acquire control (Art. 7)
4	Authorised, half-yearly obligation (Art. 7)
5	Authorised, quarterly obligation (Art. 7)
6	Non-EU AIFM under PPR, annual obligation (Art. 42)
7	Non-EU AIFM under PPR, only unleveraged AIFs investing in non-listed companies/issuers to acquire control (Art. 42)
8	Non-EU AIFM under PPR, half-yearly obligation (Art. 42)
9	Non-EU AIFM under PPR, quarterly obligation (Art. 42)

AIF reporting code (AIF Item 20)

Code	AIF reporting category
1	AIF of a registered AIFM
2	Leveraged EU AIF (opt-in AIFM)
3	Leveraged non-EU AIF (opt-in) marketed in the Union
4	Leveraged non-EU AIF (opt-in), not marketed in the Union
5	Unleveraged EU AIF (opt-in)
6	Unleveraged non-EU AIF (opt-in) marketed in the Union
7	Unleveraged non-EU AIF (opt-in), not marketed in the Union
8	Unleveraged EU AIF (AIFM with only unleveraged non-listed-control AIFs)
9	Unleveraged non-EU AIF (same) marketed in the Union
10	Unleveraged non-EU AIF (same), not marketed in the Union
11	Under 500M Leveraged EU AIF (half-yearly AIFM)
12	Under 500M Leveraged non-EU AIF (half-yearly) marketed in the Union
13	Under 500M Leveraged non-EU AIF (half-yearly), not marketed
14	Under 500M Unleveraged EU AIF (half-yearly)
15	Under 500M Unleveraged non-EU AIF (half-yearly) marketed in the Union
16	Under 500M Unleveraged non-EU AIF (half-yearly), not marketed
17	Unleveraged EU AIF, non-listed-control (half-yearly AIFM)
18	Unleveraged non-EU AIF, non-listed-control (half-yearly) marketed
19	Unleveraged non-EU AIF, non-listed-control (half-yearly), not marketed
20	Over 500M Leveraged EU AIF (half-yearly)
21	Over 500M Leveraged non-EU AIF (half-yearly) marketed
22	Over 500M Leveraged non-EU AIF (half-yearly), not marketed
23	Over 500M Unleveraged EU AIF (half-yearly)
24	Over 500M Unleveraged non-EU AIF (half-yearly) marketed
25	Over 500M Unleveraged non-EU AIF (half-yearly), not marketed
26	Unleveraged EU AIF, non-listed-control (quarterly AIFM)
27	Unleveraged non-EU AIF, non-listed-control (quarterly) marketed
28	Unleveraged non-EU AIF, non-listed-control (quarterly), not marketed
29	Leveraged EU AIF (quarterly AIFM)
30	Leveraged non-EU AIF (quarterly) marketed
31	Leveraged non-EU AIF (quarterly), not marketed
32	Unleveraged EU AIF (quarterly AIFM)
33	Unleveraged non-EU AIF (quarterly) marketed
34	Unleveraged non-EU AIF (quarterly), not marketed
35	Leveraged AIF (PPR, yearly) marketed in the Union
36	Unleveraged AIF (PPR, yearly) marketed in the Union
37	Unleveraged AIF, non-listed-control (PPR) marketed in the Union
38	Under 500M Leveraged AIF (PPR, half-yearly) marketed
39	Under 500M Unleveraged AIF (PPR, half-yearly) marketed
40	Unleveraged AIF, non-listed-control (PPR, half-yearly) marketed
41	Over 500M Leveraged AIF (PPR, half-yearly) marketed
42	Over 500M Unleveraged AIF (PPR, half-yearly) marketed
43	Unleveraged AIF, non-listed-control (PPR, quarterly) marketed
44	Leveraged AIF (PPR, quarterly) marketed in the Union
45	Unleveraged AIF (PPR, quarterly) marketed in the Union

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AIFMD Annex IV — code tables & ESMA enumerations