The DORA Regulation: EU Financial Resilience
What is the primary purpose of this regulation concerning the financial sector? The primary purpose of this regulation is to achieve a high level of digital operational resilience for regulated…
BCL S 2.20 Quarterly Financial Information
Overview This document provides a detailed briefing on the "S 2.20 Quarterly Financial Information" report, an essential regulatory filing for alternative investment funds not authorized by the CSSF (NAF). The…
AIFMD Reporting: Everything You Need to Know About the Annex IV
When it comes to navigating the world of alternative investment funds (AIFs), understanding the regulatory landscape can feel like trying to read a foreign language at times. But trust me—once…
DORA errors : RoI Register Error Message Guidance
Important: Error messages lead to register rejection, while warnings do not, but both must be addressed for successful submission. If you are still encountering errors with your DORA register submission,…
2 New BCL Fund Reporting: S 4.4 & S 2.20
Fund XP developed an XLS converter that helps investment funds easily generate accurate BCL fund reporting in XML by converting spreadsheet data into the required format for regulatory submissions. Get…
AIFMD Reporting Transition to FIDAC: Key Changes and What Swedish Fund Managers Need to Know
Starting from the reference date of September 30, 2024 (Q3), all alternative investment fund reporting for fund managers (AIFM) and their underlying funds (AIF) will need to be submitted through…
BCL reporting calendar – deadlines 2025
Remittance dates for the BCL statistical reporting: Reports ofS 2.16S 2.17S 2.14S 2.15S 1.3S 1.6S 2.13S 2.18S 2.19S 4.3Financial CompaniesSecuritization VehiclesMMFFunds - Non MMFInsurance CorporationJanuary 2514.02.2528.02.25February 2514.03.2528.03.25March 2530.04.2530.04.2530.04.2530.04.2515.04.2530.04.2530.04.2530.04.2530.04.25April 2516.05.2502.06.25May 2516.06.2502.07.25June…
ESMA AIFMD reporting deadlines
Reports must be send 30 days after the end of the reporting period. (FOF + 15 days) Reporting Dates : 31st March, 30th June, 30Th September, 31th December. AUMFREQUENCY100-500M unleveraged…
AMF ROSA – AIFMD Solution
L'ouverture de l'extranet ROSA aux placements collectifs le 28 mars 2024, en remplacement de la base GECO, entraîne une évolution des échanges entre l'AMF et les professionnels, nécessitant ainsi la…
Regulatory Reporting solutionS
AIFMD reporting IT technical guidance (rev 6)
The IT technical guidance revision 6 will take effect starting from November 2023. Revision 6 of the IT technical guidance introduces new validation rules, which will either make certain fields…