Understanding Regulation (EU) No. 1286/2014: Key Insights Regulation (EU) No. 1286/2014, established by the European Parliament and the Council on November 26, 2014, aims to enhance investor protection and promote…
Understanding the Commission Delegated Regulation (EU) No. 2017/653 The Commission Delegated Regulation (EU) No. 2017/653, adopted on March 8, 2017, plays a crucial role in the regulatory framework governing financial…
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Corrigendum to Commission Delegated Regulation (EU) No. 2017/653 The Commission Delegated Regulation (EU) No. 2017/653, originally adopted on March 8, 2017, has undergone a significant corrigendum. This document outlines the…
Understanding the PRIIPs KID: Key Questions and Answers The Packaged Retail and Insurance-based Investment Products (PRIIPs) Key Information Document (KID) is designed to provide essential information to retail investors. This…
Understanding the PRIIPs KID: Key Questions and Answers The Packaged Retail and Insurance-based Investment Products (PRIIPs) Key Information Document (KID) is designed to provide essential information to retail investors. This…
Understanding the Joint ESA Supervisory Statement on PRIIPs Regulation The Joint European Supervisory Authorities (ESAs) have released a supervisory statement regarding the application of the scope of the Packaged Retail…
Understanding the Joint ESA Supervisory Statement on PRIIPs Regulation The Joint European Supervisory Authorities (ESAs) have released a supervisory statement regarding the application of the Packaged Retail and Insurance-based Investment…
Launch of the ESMA Common Supervisory Action on UCITS Costs and Fees The European Securities and Markets Authority (ESMA) has initiated a Common Supervisory Action (CSA) aimed at enhancing the…
Guidelines on Marketing Communications under the Regulation on Cross-Border Distribution of Funds The Commission de Surveillance du Secteur Financier (CSSF) has released comprehensive guidelines aimed at ensuring compliance with the…