Cross-Border Distribution of Investment Funds: Key Themes and Requirements

Source : https://www.esma.europa.eu/sites/default/files/library/esma34-45-1576_-_publication_on_cross-border_distribution_of_funds.pdf 1. Regulatory Framework and Directives The overarching regulatory framework for cross-border distribution of funds is Regulation (EU) 2019/1156, which aims to facilitate this activity. This regulation mandates…

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CSSF: The CSSF makes available the UCI forms for the notification of errors and instances of non-compliance under Circular CSSF 24/856

```html The CSSF Releases UCI Forms for Reporting Errors and Non-Compliance In a significant move to enhance transparency and compliance within the financial sector, the Commission de Surveillance du Secteur…

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CSSF: CSSF Feedback Report – Self-assessment questionnaire, separate report and management letter for funds

```html CSSF Feedback Report: Self-Assessment Questionnaire for Funds The Commission de Surveillance du Secteur Financier (CSSF) has published important updates regarding the Self-Assessment Questionnaire (SAQ) for fund management. This initiative…

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