Form for the Creation of New Share Classes Not Requiring a Prospectus Update If you’re considering the creation of new share classes for an investment fund, it’s important…
Read the article: CSSF: Form relating to the creation of new share class(es) not requiring a prospectus update (Updated)“`html Overview of CBDF Notification Procedures The Commission de Surveillance du Secteur Financier (CSSF) has outlined specific procedures for notifying the CSSF regarding the activities of cross-border distribution…
Read the article: CSSF: FAQ CBDF – Notification procedures (Updated)FAQ Regarding the AML/CFT Market Entry Form for Funds and IFMs The Commission de Surveillance du Secteur Financier (CSSF) has released a comprehensive FAQ to assist stakeholders in…
Read the article: CSSF: FAQ regarding the AML/CFT Market Entry Form (Funds and IFMs) (Updated)Important: Error messages lead to register rejection, while warnings do not, but both must be addressed for successful submission. If you are still encountering errors with your DORA…
Read the article: DORA errors : RoI Register Error Message GuidanceFund XP developed an XLS converter that helps investment funds easily generate accurate BCL fund reporting in XML by converting spreadsheet data into the required format for regulatory…
Read the article: 2 New BCL Fund Reporting: S 4.4 & S 2.20Starting from the reference date of September 30, 2024 (Q3), all alternative investment fund reporting for fund managers (AIFM) and their underlying funds (AIF) will need to be…
Read the article: AIFMD Reporting Transition to FIDAC: Key Changes and What Swedish Fund Managers Need to KnowRemittance dates for the BCL statistical reporting: Reports of S 2.16 S 2.17 S 2.14 S 2.15 S 1.3 S 1.6 S 2.13 S 2.18 S 2.19 S…
Read the article: BCL reporting calendar – deadlines 2025Reports must be send 30 days after the end of the reporting period. (FOF + 15 days) Reporting Dates : 31st March, 30th June, 30Th September, 31th December.…
Read the article: ESMA AIFMD reporting deadlinesRemittance dates for the BCL statistical reporting: Reports of S 2.16 S 2.17 S 2.14 S 2.15 S 1.3 S 1.6 S 2.13 S 2.18 S 2.19 S…
Read the article: BCL reporting deadlines 2024As a result of SEC rule changes, a revised version of Form PF will become effective on March 12, 2025. FINRA is publishing an early draft version of the…
Read the article: Form PF amendments