Last Updated on June 3, 2025 by Arnaud Collignon
Notification Template for Delegating Critical or Important UCI Administration Tasks
The Commission de Surveillance du Secteur Financier (CSSF) has provided a comprehensive template for notifying relevant parties when delegating critical or important tasks related to the administration of Undertakings for Collective Investment (UCI). This template is essential for ensuring compliance with regulatory requirements and maintaining transparency in operations.
Key Aspects of the Notification Template
- Purpose: The notification serves to inform the CSSF about the delegation of critical or important tasks.
- Scope: It applies to all entities involved in UCI administration.
- Content Requirements: The notification must include specific details about the delegated tasks, the parties involved, and the rationale behind the delegation.
Steps to Complete the Notification
- Identify the critical or important tasks that are to be delegated.
- Gather necessary information about the delegatee, including their qualifications and experience.
- Complete the notification template provided by the CSSF.
- Submit the notification to the CSSF in a timely manner.
Importance of Compliance
Adhering to the guidelines set forth by the CSSF is crucial for:
- Maintaining regulatory compliance.
- Ensuring the integrity of UCI operations.
- Building trust with stakeholders and investors.
Additional Resources
For further information and to access the notification template, please visit the following links:
By following the CSSF’s guidelines and utilizing the provided template, entities can ensure a smooth delegation process while upholding the highest standards of governance.
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