CSSF: The CSSF makes available the UCI forms for the notification of errors and instances of non-compliance under Circular CSSF 24/856

Last Updated on May 30, 2025 by Arnaud Collignon

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The CSSF Releases UCI Forms for Reporting Errors and Non-Compliance

In a significant move to enhance transparency and compliance within the financial sector, the Commission de Surveillance du Secteur Financier (CSSF) has made available the updated forms for the notification of errors and instances of non-compliance as outlined in Circular CSSF 24/856. These forms are essential tools for Undertakings for Collective Investment (UCI) to ensure proper communication regarding any discrepancies or regulatory issues.

Key Highlights of the Circular CSSF 24/856

  • Purpose: The forms are designed to facilitate the reporting process for UCIs, ensuring that errors and non-compliance instances are addressed promptly.
  • Accessibility: The CSSF has streamlined the process by providing easy access to the necessary forms.
  • Compliance Requirements: UCIs are required to notify the CSSF about errors and instances of non-compliance in a timely manner.

How to Access the UCI Forms

UCI representatives can access the forms directly through the CSSF website. It is crucial for all stakeholders to familiarize themselves with the forms to ensure compliance with regulatory standards.

Additional Information

For further details regarding the notification process, please refer to the following resources:

Maintaining compliance with regulatory frameworks is essential for the integrity of the financial sector. The CSSF’s initiative to provide these forms is a proactive step towards ensuring that UCIs can report issues effectively, contributing to a healthier financial ecosystem.

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