FAQ Regarding the AML/CFT Market Entry Form for Funds and IFMs The Commission de Surveillance du Secteur Financier (CSSF) has released a comprehensive FAQ to assist stakeholders in navigating the…
Important: Error messages lead to register rejection, while warnings do not, but both must be addressed for successful submission. If you are still encountering errors with your DORA register submission,…
Fund XP developed an XLS converter that helps investment funds easily generate accurate BCL fund reporting in XML by converting spreadsheet data into the required format for regulatory submissions. Get…
Starting from the reference date of September 30, 2024 (Q3), all alternative investment fund reporting for fund managers (AIFM) and their underlying funds (AIF) will need to be submitted through…
Remittance dates for the BCL statistical reporting: Reports ofS 2.16S 2.17S 2.14S 2.15S 1.3S 1.6S 2.13S 2.18S 2.19S 4.3Financial CompaniesSecuritization VehiclesMMFFunds - Non MMFInsurance CorporationJanuary 2514.02.2528.02.25February 2514.03.2528.03.25March 2530.04.2530.04.2530.04.2530.04.2515.04.2530.04.2530.04.2530.04.2530.04.25April 2516.05.2502.06.25May 2516.06.2502.07.25June…
Reports must be send 30 days after the end of the reporting period. (FOF + 15 days) Reporting Dates : 31st March, 30th June, 30Th September, 31th December. AUMFREQUENCY100-500M unleveraged…
Remittance dates for the BCL statistical reporting: Reports ofS 2.16S 2.17S 2.14S 2.15S 1.3S 1.6S 2.13S 2.18S 2.19S 4.3Financial CompaniesSecuritization VehiclesMMFFunds - Non MMFInsurance CorporationJanuary 2414.02.2428.02.24February 2415.03.2402.04.24March 2429.04.2429.04.2429.04.2429.04.2415.04.2429.04.2429.04.2429.04.2429.04.24April 2415.05.2431.05.24May 2414.06.2401.07.24June…
As a result of SEC rule changes, a revised version of Form PF will become effective on March 12, 2025.FINRA is publishing an early draft version of the revised Form PF…
In the CSSF press release dated 22/09/2023, alternative investment fund managers were informed about new submission methods for AIFM reporting. Starting from 02/11/2023, reports can be transmitted directly to the…
For AIFMs operating in Ireland, the Central Bank of Ireland (CBI) is the regulatory body overseeing AIFMD compliance. The key aspects of Annex IV reporting for Irish AIFMs include: Frequency…